Kenneth Jerome & Co., Inc. -an independent New Jersey brokerage firm, is distinct in the retail brokerage industry. Our focus is on tailor-fitting a portfolio to each client that will fulfill their individual needs. We seek to encourage optimum returns on all portfolios, regardless of the investment objective.
As an independent brokerage firm, Kenneth Jerome & Co., Inc. is able to select a wide array of investments from the domestic and international financial community. Our controlled overhead enables us to provide a high degree of personal service at a reduced cost.
Our Commitment
Kenneth Jerome’s account executives are all professionals, catering to the needs of our clients. No problem is too small and there is never a charge for our advice.
The average experience of our executives is over 25 years in the financial services community. Discretionary accounts, retirement planning, insurance, and asset allocation programs are among the many services available at Kenneth Jerome & Co., Inc.
Securities Clearing
At Kenneth Jerome & Co., Inc. all investments are executed through our Correspondent Clearing Broker, Axos Clearing, LLC. For information regarding the order flow of securities traded by Kenneth Jerome & Co. please click here for the previous quarterly SEC Rule 606 report.
Assets Protection
Protection of your assets is extremely important to us. Kenneth Jerome accounts are insured by S.I.P.C. (the Securities Investor Protection Corporation). Each account is insured up to $500,000 per customer for all accounts at the same institution, including a maximum of $250,000 for cash. An additional $25,000,000 insurance protection for securities is each account is provided through Axos Clearing, LLC.
Our Principle
Our company is based on the principle that education and understanding of your current financial situation is vital to successfully make prudent decisions concerning your future financial condition. If you have any questions about your current financial situation or wish to schedule an appointment, send us an email or give us a call at .
Legal Information:
Upon your request Axos Clearing will provide you our quarterly routing disclosure and the name of specific order routing per execution. Call Axos Clearing client services at 866-774-0218 to request this information.
Regulations require Kenneth Jerome & Co., Inc. to ask our clients to review their investment objectives. If your objectives have changed kindly contact your representative to discuss same.
Direct client complaints to Betty O’Brien at 973 966-6669
In the event you have an unresolved complaint concerning your investment accounts; following is the contact information for the securities regulatory agencies:
Market Information
Special Interest to Senior Investors
SEC Investor Information for Seniors
NASAA Senior Investor Resource Center
PLEASE NOTE:The information being provided is strictly as a courtesy. When you link to any of the web sites provided here, you are leaving this web site. We make no representation as to the completeness or accuracy of information provided at these web sites. Nor is the company liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, web sites, information and programs made available through this web site. When you access one of these web sites, you are leaving our web site and assume total responsibility and risk for your use of the web sites you are linking to.